Oferta pracy

ID: 2103107
Dear Applicant, If you apply for this role this means you agree with the following statement: Through my application for a role with BNY Mellon (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of recruitment. Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws [Dz.U] No. 133, item 883)”. I authorise the Company to process my personal data for future recruitment processes. Furthermore, I authorize BNY Mellon and its’ affiliates, Taleo (UK) Limited to process my personal data. BNY Mellon and affiliates registration details.- BNY Mellon (Poland) sp. z.o.o Registered office – Swobodna 3, 50-088 Wroclaw The Bank of New York Mellon (International) Limited – 1 Canada Square, London, E14 5AL The Bank of New York Mellon SA/NV – 46 Rue Montoyerstraat, B-1000 Brussels, Belgium Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom. Please note that during the recruitment process you may be asked to provide further information and supporting documents. The information provided may be verified and reviewed, to the extent permitted by the law, as to their veracity and accuracy.
BNY Mellon Poland

Intermediate Representative - Compliance&Control

BNY Mellon PolandAbout the company

  • Lower Silesia

    Lower Silesia
  • Valid for 6 days
    until: 14 May 2021
  • Remote recruitment
  • Remote work
  • contract of employment
  • full-time
  • specialist (Mid / Regular)

Your responsibilities

  • Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company’s personal securities trade monitoring.

  • The incumbent performs research, analyzes relevant compliance related information and makes determinations as to whether employee transactions are compliant with our policies.

  • Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.

  • Specifically the incumbent will monitor employee completion of initial and ongoing brokerage account and holding certifications and their use of approved brokers.

  • In addition, the incumbent will process manual trade preclearance requests and process employee inquiries made to the department email box.

  • Finally, the incumbent will be responsible for running, analyzing and distributing all trade activity reports.

Our requirements

  • Preferable the knowledge of the Financial Services Industry, U.S. securities markets and investment instruments and a general knowledge of compliance concepts

  • Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.

  • Bachelor’s Degree or Master’s Degree within Finance/Accounting would be preferred however we are open to see applications from other studies as we provide an extensive training.

  • 1-2 years banking, product/financial services and/or auditing or compliance experience would be preferred.

What we offer

  • Full time contract of employment

  • Working Hours: Monday-Friday 2:00/10:30 with 0.5h lunch break

  • Location: Aquarius Building ul.Swobodna 3 or Saggittarius Building ul.Sucha 2

  • Competitive salary

  • Health & Life Insurance

  • Multisport card / Cinema Tickets / Nursery subsidiary

  • Pension scheme

  • Excellent opportunities for training, growth and professional development

  • Opportunities to engage in diverse projects due to growth of business migrations

  • A multitude of opportunities to get involved in additional charity projects

  • A collaborative culture and great teams

  • Benefits

  • sharing the costs of sports activities

  • private medical care

  • sharing the costs of foreign language classes

  • sharing the costs of professional training & courses

  • life insurance

  • remote work opportunities

  • dental care

  • retirement pension plan

  • saving & investment scheme

  • no dress code

  • coffee / tea

  • leisure zone

  • kindergarten / nursery

  • employee referral program

  • charity initiatives

Recruitment stages
1

Application to the system

2

On-line Interview

3

Feedback within 2 weeks

BNY Mellon Poland

For over 235 years, Bank of New York Mellon (BNY Mellon) has been at the center of the global financial markets, providing the world’s leading institutions the tools, capabilities, and services to be distinctive investors. We power individuals and institutions to succeed in the global economy providing investment management, investment services and wealth management.

With a dedicated business presence on six continents and in 35 countries, BNY Mellon delivers global scale at the local level. The Global Delivery Centre in Wroclaw is a growing location, predominately providing support services to BNY Mellon entities in the areas of fund accounting, investment operations and technology.

Our organizational culture stands on solid values – Integrity, Strength in Diversity, Passion for Excellence and Courage to Lead. Our guiding principles drive us to always do what’s right, helping everyone feel included on the way, to take the risks necessary to lead and get things done.

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Team Description

The Compliance Program is based on a partnership of business managers and control function personnel, and is intended to ensure that the company complies with relevant laws, regulations, market standards, and ethical norms.

Compliance is responsible for all matters relating to regulatory change, working alongside the Legal department. The team also coordinates the submission of regular reports to local regulators, maintains relevant regulatory registers, coordinates the submission of relevant forms, as well as regulatory visits by the regulators, including the gathering of information requested by the regulator.

Other functions of Compliance include testing the controls of the business and other business partners, reviewing transactions for concerning activity or policy violations, as well as developing and conducting training.