sharing the costs of sports activities
Lower SilesiaLower Silesia
- Valid for 6 daysuntil: 14 May 2021
- Remote recruitment
- Remote work
- contract of employment
- specialist (Mid / Regular)
Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company’s personal securities trade monitoring.
The incumbent performs research, analyzes relevant compliance related information and makes determinations as to whether employee transactions are compliant with our policies.
Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
Specifically the incumbent will monitor employee completion of initial and ongoing brokerage account and holding certifications and their use of approved brokers.
In addition, the incumbent will process manual trade preclearance requests and process employee inquiries made to the department email box.
Finally, the incumbent will be responsible for running, analyzing and distributing all trade activity reports.
Preferable the knowledge of the Financial Services Industry, U.S. securities markets and investment instruments and a general knowledge of compliance concepts
Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
Bachelor’s Degree or Master’s Degree within Finance/Accounting would be preferred however we are open to see applications from other studies as we provide an extensive training.
1-2 years banking, product/financial services and/or auditing or compliance experience would be preferred.
What we offer
Full time contract of employment
Working Hours: Monday-Friday 2:00/10:30 with 0.5h lunch break
Location: Aquarius Building ul.Swobodna 3 or Saggittarius Building ul.Sucha 2
Health & Life Insurance
Multisport card / Cinema Tickets / Nursery subsidiary
Excellent opportunities for training, growth and professional development
Opportunities to engage in diverse projects due to growth of business migrations
A multitude of opportunities to get involved in additional charity projects
A collaborative culture and great teams
private medical care
sharing the costs of foreign language classes
sharing the costs of professional training & courses
remote work opportunities
retirement pension plan
saving & investment scheme
no dress code
coffee / tea
kindergarten / nursery
employee referral program
Application to the system
Feedback within 2 weeks
BNY Mellon Poland
For over 235 years, Bank of New York Mellon (BNY Mellon) has been at the center of the global financial markets, providing the world’s leading institutions the tools, capabilities, and services to be distinctive investors. We power individuals and institutions to succeed in the global economy providing investment management, investment services and wealth management.
With a dedicated business presence on six continents and in 35 countries, BNY Mellon delivers global scale at the local level. The Global Delivery Centre in Wroclaw is a growing location, predominately providing support services to BNY Mellon entities in the areas of fund accounting, investment operations and technology.
Our organizational culture stands on solid values – Integrity, Strength in Diversity, Passion for Excellence and Courage to Lead. Our guiding principles drive us to always do what’s right, helping everyone feel included on the way, to take the risks necessary to lead and get things done.
The Compliance Program is based on a partnership of business managers and control function personnel, and is intended to ensure that the company complies with relevant laws, regulations, market standards, and ethical norms.
Compliance is responsible for all matters relating to regulatory change, working alongside the Legal department. The team also coordinates the submission of regular reports to local regulators, maintains relevant regulatory registers, coordinates the submission of relevant forms, as well as regulatory visits by the regulators, including the gathering of information requested by the regulator.
Other functions of Compliance include testing the controls of the business and other business partners, reviewing transactions for concerning activity or policy violations, as well as developing and conducting training.