2001711

Dear Applicant,

If you apply for this role this means you agree with the following statement:

Through my application for a role with BNY Mellon (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of recruitment. Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws [Dz.U] No. 133, item 883)”. I authorise the Company to process my personal data for future recruitment processes.


Furthermore, I authorize BNY Mellon and its’ affiliates, Taleo (UK) Limited to process my personal data.


BNY Mellon and affiliates registration details.-


BNY Mellon (Poland) sp. z.o.o Registered office – Swobodna 3, 50-088 Wroclaw

The Bank of New York Mellon (International) Limited – 1 Canada Square, London, E14 5AL

The Bank of New York Mellon SA/NV – 46 Rue Montoyerstraat, B-1000 Brussels, Belgium
Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom.

 

Please note that during the recruitment process you may be asked to provide further information and supporting documents. The information provided may be verified and reviewed, to the extent permitted by the law, as to their veracity and accuracy.

BNY Mellon Poland

Intermediate Representative - Compliance & Control

BNY Mellon PolandO firmie

  • Swobodna 3 Wrocław
    Wrocław, dolnośląskie
  • Ważna jeszcze 14 dni
    11 Marzec 2020
  • Umowa o pracę
  • Pełny etat
  • Specjalista

BNY Mellon Poland

Swobodna 3 Wrocław

Wrocław

logo
Intermediate Representative, Compliance & Control
Late Shift 2PM-10:30PM
Miejsce pracy: Wrocław
2001711
    For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

Team description:

The Compliance Program is based on a partnership of business managers and control function personnel, and is intended to ensure that the company complies with relevant laws, regulations, market standards, and ethical norms. 

Compliance is responsible for all matters relating to regulatory change, working alongside the Legal department. The team also coordinates the submission of regular reports to local regulators, maintains relevant regulatory registers, coordinates the submission of relevant forms, as well as regulatory visits by the regulators, including the gathering of information requested by the regulator. 

Other functions of Compliance include testing the controls of the business and other business partners, reviewing transactions for concerning activity or policy violations, as well as developing and conducting training.

Responsibilities:

  • Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company’s personal securities trade monitoring. 
  • The incumbent performs research, analyzes relevant compliance related information and makes determinations as to whether employee transactions are compliant with our policies. 
  • Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
  • Specifically the incumbent will monitor employee completion of initial and ongoing brokerage account and holding certifications and their use of approved brokers.
  • In addition, the incumbent will process manual trade preclearance requests and process employee inquiries made to the department email box. 
  • Finally, the incumbent will be responsible for running, analyzing and distributing all trade activity reports.

Qualifications:

  • Preferable the knowledge of the Financial Services Industry, U.S. securities markets and investment instruments and a general knowledge of compliance concepts
  • Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
  • Bachelor’s Degree or Master’s Degree within Finance/Accounting would be preferred however we are open to see applications from other studies as we provide an extensive training.
  • 1-2 years banking, product/financial services and/or auditing or compliance experience would be preferred.

Our offer

  • Excellent opportunities for training, growth and professional development
  • Mentoring and job shadowing programs
  • A multitude of opportunities to get involved in additional charity projects and engagement groups (mountain trips, football team etc.)
  • Language training course
  • On-site kindergarten
  • Employee Referral Program
  • Health Promotion: Wellbeing and Innovation Centre, Wellbeing programs
  • Pension scheme & My Benefit Program

 

How to Apply

We invite you to complete a candidate profile online.

Source: Job Board

Source Specific: Pracuj.pl

    For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
Intermediate Representative, Compliance & Control
Late Shift 2PM-10:30PMNumer ref.: 2001711

Team description:

The Compliance Program is based on a partnership of business managers and control function personnel, and is intended to ensure that the company complies with relevant laws, regulations, market standards, and ethical norms. 

Compliance is responsible for all matters relating to regulatory change, working alongside the Legal department. The team also coordinates the submission of regular reports to local regulators, maintains relevant regulatory registers, coordinates the submission of relevant forms, as well as regulatory visits by the regulators, including the gathering of information requested by the regulator. 

Other functions of Compliance include testing the controls of the business and other business partners, reviewing transactions for concerning activity or policy violations, as well as developing and conducting training.

Responsibilities:

  • Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company’s personal securities trade monitoring. 
  • The incumbent performs research, analyzes relevant compliance related information and makes determinations as to whether employee transactions are compliant with our policies. 
  • Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
  • Specifically the incumbent will monitor employee completion of initial and ongoing brokerage account and holding certifications and their use of approved brokers.
  • In addition, the incumbent will process manual trade preclearance requests and process employee inquiries made to the department email box. 
  • Finally, the incumbent will be responsible for running, analyzing and distributing all trade activity reports.

Qualifications:

  • Preferable the knowledge of the Financial Services Industry, U.S. securities markets and investment instruments and a general knowledge of compliance concepts
  • Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
  • Bachelor’s Degree or Master’s Degree within Finance/Accounting would be preferred however we are open to see applications from other studies as we provide an extensive training.
  • 1-2 years banking, product/financial services and/or auditing or compliance experience would be preferred.

Our offer

  • Excellent opportunities for training, growth and professional development
  • Mentoring and job shadowing programs
  • A multitude of opportunities to get involved in additional charity projects and engagement groups (mountain trips, football team etc.)
  • Language training course
  • On-site kindergarten
  • Employee Referral Program
  • Health Promotion: Wellbeing and Innovation Centre, Wellbeing programs
  • Pension scheme & My Benefit Program

 

How to Apply

We invite you to complete a candidate profile online.

Source: Job Board

Source Specific: Pracuj.pl

Ogłoszenie archiwalne