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Oferta pracy
Markets Compliance Officer - Surveillance
Citi HandlowyAbout the company
- Warszawa, Masovian
- offer expired 2 years ago
- contract of employment
- full-time
- specialist (Mid / Regular)
- remote recruitment
Your responsibilities
- Reviewing and analyzing surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
- Gathering and analyzing trade data to assist in the Bank’s response to inquiries received from regulatory bodies. Supporting the compliance in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
- Creating and maintaining reports for control, tracking, and analysis purposes and ensuring appropriate and secure retention of documents.
- Preparing, editing and maintaining Compliance program related materials.
- Responding to inquiries or requests from internal partners (e.g. Compliance Assurance, Internal Audit, and Legal).
- Assisting with the design and implementation of new surveillances as well as the refinement of existing ones. Interacting with IT on the specific design and testing of new surveillances.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.
- Additional duties as assigned
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the Bank, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Our requirements
- University degree
- At least 1 years' experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
- Excellent written and verbal communication skills
- Must be a self-starter, flexible, innovative and adaptive
- Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Proven project management and organizational skills and capability to handle multiple projects at one time
- Proficient in MS Office applications (Excel, Word, PowerPoint)
- Knowledge of Compliance laws, rules, regulations, risks and typologies
- Some knowledge in area of focus
What we offer
- Opportunity of professional development in the international and well-established company
- Learning opportunities and challenging assignments in which you can utilize your knowledge
- Work with a passionate team of motivated professionals
- Competitive social benefits (medical care, Multisport, life insurance, pension plan and other)
Benefits
- private medical care
- sharing the costs of foreign language classes
- life insurance
- retirement pension plan
- extra social benefits
- sharing the costs of tickets to the movies, theater
- holiday funds
- sharing the costs of holidays for kids
- charity initiatives
Citi Handlowy
Citi is more than a global financial services company. It’s an engine for progress. Join us, and you’ll have the chance to get involved in progress in all its shapes and forms, right across the world. From the micro to the macro, from Australia to Zambia, the work we do has real positive impact. Wherever you are and whatever you do, progress starts here.
We’ve built a world famous, trusted brand over 200 years of continuously evolving financial services. And today, our influence continues to grow: with financial operations in 160 countries and 100 currencies. We have 200 million different clients, including some of the biggest names in the industries, sectors, businesses and governments that we serve every day. It all adds up to an exciting place to be for talented, ambitious people who want to build a truly remarkable career.
Serves as a compliance risk officer for Markets Compliance team, responsible for performing surveillance activities designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter, which may include employee discipline. Surveillance in Markets Compliance encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, and information barrier surveillance.
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Markets Compliance Officer - Surveillance, Senatorska 16, Śródmieście, Warszawa