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Oferta pracy

Regulatory Specialist

SEBAbout the company

Żelazna 51/53, Wola, Warszawa
Warszawa, Masovian
offer expired a year ago
contract of employment
full-time
specialist (Mid / Regular)
hybrid work
remote recruitment

SEB

Żelazna 51/53

Wola

Warszawa

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Your responsibilities

Monitor and manage controls to ensure LC&FI clients are onboarded accurately and in line with applicable regulations and procedures
Review relevant regulatory information and coordinate with internal and external stakeholders to ensure static data and documentation meets regulatory requirements
Articulate enhancement and improvement areas and work with global process experts and other stakeholders in scoping, analysis and coordinated implementation
Coordinate risk controls and governance frameworks accounting for different segments, products, services and client types
Escalate and mitigate exceptional cases and ensure discrepancies are reconciled and promptly resolved
Work closely with the LC&FI Markets Client Onboarding team & Global Process Experts as well as other internal (Client team, Markets, Legal & Compliance, Regulatory Reporting) and external stakeholders
Collaborate effectively to enhance LC&FI Markets Client Onboarding operating model as a result of regulatory change and technology deployment
Support internal and external stakeholders in respect of financial markets and conduct of business regulations
Drive regulatory projects which include data centric and regulatory change initiatives and tasks
Analyze, participate, and present regulatory compliance matters in working groups & committees
Stay up to date with regulatory agenda and monitor adherence to regulatory requirements
Build strong risk management culture

Our requirements

University degree in business, banking & finance, law or relevant industry experience
Minimum 5 years of work experience in financial services
Minimum 3 years of regulatory exposure preferably in Markets, EQ & FICC Onboarding, 1st LOD or Legal & Compliance
Good understanding of market structure, financial instruments, investment & ancillary services
Strong knowledge of regulatory requirements under EMIR, MIFIR/MIFID, Dodd Frank and SFTR and conduct of business rules
Experience with topics related to client categorisation, suitability and appropriateness, conflicts of interest
Background in collection and management of counterparty data and documentation
Experience working with large regulatory data sets and ability to navigate complex data, client structures and corporate hierarchies
Very strong MS Excel skills. Tableau skills a plus
Utmost attention to detail and excellent analytical skills
Project and stakeholder management
Adherence to regulatory requirements and work in accordance with policies and procedures
Positive mindset & good collaboration skills
Fluency in English – both verbal and written (C1/C2)

What we offer

It is our fundamental belief that inclusion and diversity is crucial for our future success. We strive to have an inclusive, value driven culture where employees feel valued, respected, and involved irrespective of who they are, what they believe or where they come from.

Great people often know great people – please share if you have a friend who would love this job. Welcome with your application.

Benefits

sharing the costs of sports activities
private medical care
sharing the costs of foreign language classes
sharing the costs of professional training & courses
life insurance
remote work opportunities
employee referral program

About the job

We are looking for experienced professionals to drive the transition of Governance, Risk and Compliance team within the Product Regulatory Office. This is an exciting opportunity to co-develop this team in Warsaw with core focus on FICC Markets & Equities client onboarding controls and conduct of business rules. The role will suit candidates with strong knowledge & prior work experience in financial markets regulations as well as a good command of regulatory data.

SEB

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SEB (Skandinaviska Enskilda Banken) is a leading Nordic financial services group with its headquarters in Sweden, present in 20 countries worldwide. In its 30 years’ presence on the Polish market SEB represents a unique combination of the Scandinavian way of doing business with the local expertise. Global Business Center in SEB Poland is an advanced competence hub supporting our home markets in Sweden, Denmark, Finland, Norway, Germany and the UK in the area of Large Corporates and Financial Institutions.

At SEB, we have always believed that the future depends on turning great ideas into reality. Ever since we welcomed our first customer in 1856, we have been a catalyst for positive change by providing responsible advice and capital to people with ideas for the future. Grounded in our long history and strong heritage, we want to create long-term value for all our stakeholders by being curious about what the future holds. We have a strong ambition to accelerate the pace towards a sustainable future for people, businesses, and society. Our skilled and dedicated employees stand by our customers in good times and bad and offer financial products and services that meet their ever-changing needs – both in our home markets in northern Europe and through our international network around the world.