Senior Investment Guideline Monitoring Analyst


  • Wrocław

    Wrocław, Lower Silesia
  • offer expired a month ago
  • contract of employment
  • full-time
  • specialist (Mid / Regular)
  • full office work
  • remote recruitment
  • запрошуємо працівників з України
Запрошуємо працівників з України
Роботодавець відкритий для працевлаштування громадян України

Your responsibilities

Do you have sharp analytic skills? Are you a stickler for getting things right? We are looking for someone like that who can help us:

• monitor and control Portfolio Managers` investment decisions

• perform detailed analysis of client investment management agreements and seeking clarification of guidelines from the business where necessary

• attach/test rules to coded account and document/update of knowledge repositories and workflow tools that form part of the process chain

• liaise with front office personnel e.g. Client Relationship Managers, Portfolio Managers and Traders

• onboard new clients and agree investment restrictions for new mandates

There is requirement to work in UK working hours (from 9:30 am till 6 pm Poland time).

Our requirements

  • a graduate of finance, banking, economics, accountancy, law

  • motivated, self-directed and driven

  • analytical and detail-oriented approach and the ability to provide practical solutions, able to work across teams and functions

  • experience and interest in VBA is an additional asset

  • very good in English both spoken and written, German as an additional language

  • at least 1 year experience in Investment Management or Compliance environment

  • experience on automated investment restrictions systems such as Sentinel, Charles River, MIG21 desirable

  • an understanding of financial instruments and their attributes

What we offer

  • private medical care

  • life insurance for employees and additional insurance options available for family members

  • pension plan

  • charity days

  • training and development

  • internal Mobility and Employee Referral Program

  • hybrid working model (remote work opportunities)

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You’ll be working in the Investment Guideline Monitoring team in Kraków (Fabryczna Office). Our role is to support the EMEA, America and APAC regions and to provide accurate investigation of potential breaches, investments that are not in line with the signed contract. Key objective of the role is to be very precise and consecutive in reading and interpreting the contracts.

The role is available in Krakow and Wroclaw.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.


UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

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