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Specialist in Compliance Surveillance

  • Wrocław, dolnośląskie pokaż mapę
  • Specjalista
  • 09.01.2019

    Pracodawca ma prawo zakończyć rekrutację we wcześniejszym terminie.

    Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.
    (Junior) Specialist in Compliance Surveillance # 123594
    Workplace: Wrocław
    123594

    Description:

    As a surveillance specialist you will be responsible for:

    • Reviewing and evaluating potential incidents of violation of specific local regulatory requirements or exchange rules using transactional (Trade Surveillance) and multiple communication channels (Electronic Communication Surveillance) monitoring tools.
    • Monitoring the Bank’s and Clients' trading activities on leading global stock exchanges (e.g. NYSE, HKEx, LSE, Euronext, SGX, ASX) across all asset classes.
    • Detecting potentially abusive trading activities (i.e. market manipulation attempts, market abuse or unfair treatment of Clients) and conducting independent investigation.
    • Co-managing specialized RegTech frameworks in Surveillance space: identifying risks and ensuring efficacy of current solutions, developing new models and routines with assistance from IT.
    • Maintaining solid relationships with high-level business partners around the world (e.g. Front Offices, regulators, Compliance Directors, Traders), supporting the deployment of activities and contributing to the development and reputation of the department.
    • Promoting awareness of applicable regulatory standards, upstreaming risks and industry best practice across the business and relevant support areas.
    • Acting as a liaison with internal and external control groups on compliance-related issues, as well as responding to audit requests.
    • Maintaining manuals and procedures relating to the Trade Surveillance program.

    Open to discussing flexible/agile working.

    Qualifications:

    Your skills and qualifications will ideally include:

    • University degree in Finance, Economics, Law or related field, specialization in Capital Markets or Banking is an asset.
    • Past experience in professional trading-related positions will be an asset: Trading, Operations, Settlement, Trade Management, Trade Support, Sales, Risk Management, Product Control, Securities IT or other.
    • Awareness of the complexity of financial products and services, with a focus in securities trading will be an asset.
    • Understanding of the Trading and/or Banking industries and applicable global regulatory environment.
    • Proven track record of statistical analysis and tools development in Microsoft Excel, e.g. with VBA (or equivalent).
    • Familiarity with professional industry tools: Bloomberg, Thomson Reuters or equivalent will be an asset.
    • Proficiency in English.
    • Sound analytical skills and attention to details.
    • Very good written and verbal communication skills.
    • Being open-minded, highly motivated and committed to ongoing learning.

    Our benefit

    • Private medical care
    • Life insurance
    • Pension plan
    • Charity days
    • Training and development
    • Internal Mobility

    Other optional

    • Language training course
    • Mentoring
    • Family – nursery and kindergarten funding, gift vouchers for Christmas
    • Parking allowance
    • Health promotion: Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)
    • Employee discounts on various products and services (event tickets, consumer products, etc.)
    • Relocation package
    • Employee Referral Program
    • Flexible work schedule and working from home (home office)

    Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

    If you apply for this role this means you agree with the following statement:

     

    “Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment. Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws [Dz.U] No. 133, item 883)”. I authorize Company to process my personal data for future recruitment processes.

     

    Furthermore, I authorize Credit Suisse Group AG and its’ affiliates, Taleo (UK) Limited, cut-e AG Kleiner Burstah 12 and milch & zucker The Marketing & Software Company AG to process my personal data.

     

    Credit Suisse and affiliates registration details.-

     

    Credit Suisse (Poland) sp. z.o.o                                               Registered office - 1 Icchoka Lejba Pereca street, 00 - 849 Warsaw
    Credit Suisse Group AG                                                           Registered office - Paradeplatz 8, 8001 Zurich, Switzerland and its’ affiliates
    Taleo (UK) Limited                                                                  Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom,
    Cut-e AG Kleiner Burstah 12                                                   Registered office - 20457 Hamburg, Germany and
    Milch & Zucker The Marketing & Software Company AG     Registered office -  Küchlerstraße 1, 61231 Bad Nauheim”